Schedule Your
Complimentary Wealth
Review
Find a Creative and Reliable Strategy to
Your Wealth Management Needs
Implement a strategic financial plan with custom wealth strategies that
incorporates your equity compensation
Tax-efficient asset management strategies
Custom goals and cash flow-based financial and retirement planning
Comprehensive risk management strategies incorporated into your plan
Are We the Right Match For You?
If you're looking for custom financial planning and asset management aligned with your
goals and objectives, you're in the right place.
Our clients are motivated professionals who want a structured planning process to help them
pursue personal financial success. We work best with individuals who:
Receive equity compensation from their employer
Are goals-oriented and feel comfortable leveraging the experience and expertise of others
Want a structured planning process that incorporates short-term, mid-range, and retirement goals
Are facing a big decision due to a life-changing event, such as divorce, large stock vests, or inheritance
Our Client Process
Gain clarity with a goals-based wealth management plan
Step 1
Schedule your complimentary wealth review
Let’s get to know each other with a 30-minute introduction phone call to learn more about your goals and answers any questions. If we seem like a good fit for your needs, we will book a complimentary consultation session to dive deeper into our process and your unique situation.
Step 2
Financial and Retirement planning phase
Next is a multi-step process that includes defining your goals and objectives, information gathering, and analyzing your current situation. From there we will develop a comprehensive plan for your review.
Step 3
Implementation
Upon implementation and throughout your relationship with us, we will foster proactive communication and transparency, clearly defining who is responsible for each part of your plan.
Step 4
Monitoring and reviews
Life is full of unexpected turns and changes. We plan for and guard against the unexpected with regular monitoring, reviews, and adjustments to your plan as needed.
Schedule Your
Complimentary Wealth
Review
Share your goals and objectives, get your questions
answered, and explore next steps
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Frequently Asked
Questions
Each client pays an annual planning fee and an asset management fee. These vary from client to client based on the complexity of their financial situation and investible assets. We will go through our custom pricing matrix during the consultation session.
We are not tied to any firm’s proprietary investment products and engage in no investment banking activities, which means our research and market insights are independent and we are free to recommend any investments that will help you pursue your financial goals.
LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader in the markets we serve,* supporting nearly 22,000 financial advisors, and approximately 800 institution-based investment programs and 500 independent RIA firms nationwide.
We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.
*Top RIA custodian (Cerulli Associates, 2020 U.S. RIA Marketplace Report); No. 1 Independent Broker-Dealer in the U.S (Based on total revenues, Financial Planning magazine 1996-2023); No. 1 provider of third-party brokerage services to banks and credit unions (2020-2021 Kehrer Bielan Research & Consulting Annual TPM Report); Fortune 500 Company as of June 2021. LPL and its affiliated companies provide financial services only from the United States.
Approach Your Investments, Equity
Awards, and Life Goals With Clarity
and Confidence.
We understand everyone’s financial situation is unique. From
financial planning to leaving a legacy to your heirs, and
everything in between, we are here to help.
